SFS LITIGATION SUPPORT SERVICES
Secure Financial Services’s affiliation with Scales Consulting Group greatly enhances its litigation support and expert witness services. The affiliation combines the capabilities of a well-respected expert witness firm with one of the largest and most comprehensive analytics firms in the securities litigation industry. Through this relationship, SFS offers clients a one-stop shop for the entire range of securities analysis and consultation.
LIABILITY & SUITABILITY
SFS experts have assisted firms in all types of litigation situations, including underwriting, retail customer trading disputes, institutional investors’ claims, class action litigation arising from complex financial transactions, and claims relating to suitability, churning, unauthorized trading and other federal and state securities law claims.
E. Steve Scales
Managing Director and President
Consulting Division
Secure Financial Services, Inc.
Steve Scales directs the SFS Consulting Division from his office in Memphis, Tenn. Steve brings over 25 years of experience in securities branch management, supervision and related investment activities, and a working knowledge base that includes equities, fixed-income products, insurance, options, futures and most other investment-related products. Steve began his securities career in 1978 and was a Senior Vice President with Morgan Stanley until he launched Scales Consulting Group in 2003.
A printable CV for Steve Scales is available here.
CONTACT INFORMATION FOR STEVE SCALES
Email: sscales@tradeanalysis.com
Tel: 901-259-2981
Cell: 901-489-2901
Elliott M. Server
Securities Litigation Consultant
Consulting Division
Secure Financial Services, Inc.
Elliott Server brings a long and distinguished career in securities industry branch management and senior supervisory positions. His 30-year career at Morgan Stanley Dean Witter concluded as Senior Vice President and director of the company’s overall life and annuity sales, product development and estate planning programs at the firm’s headquarters in New York.
With significant industry experience in financial management, supervision and suitability issues, Elliott brings in-depth knowledge to all phases of securities litigation, including debt securities, derivative instruments, equities, fixed-income securities, futures, hedge funds, mortgage-backed securities, options, preferred stocks, public offerings, securities 10b-5 actions and structured finance.
At SFS, our team of experts can provide valuable assistance in the development of the case, including framing the issues at dispute, assisting with the complaint and discovery, offering guidance for depositions of other witnesses, and providing ancillary services contributing to case success.
A printable CV for Elliott Server is available here.
A printable Expert Witness Qualification for Elliott Server is available here.